Document Type

Article

Publication Date

12-1-2012

Abstract

Fraud is a powerful tool for profit in organizations and for individuals. Professional investors control more than half the world's GDP and continue to commit fraud at an increasing scale which threatens entire countries and regions. Auditors utilize the framework of the fraud triangle for detection and deterrence. However, when fraud is systematic, both become challenging. Literature is silent concerning the lived experiences of the professional trading community, and there is a paucity of knowledge regarding fraud within it. Semi-structured interviews with 31 professional investors yielded insights into how fraud functions. Our analysis suggests that while opportunity and capability hold true to the literature, other factors such as pressure, rationalization (for a fraud predator), and integrity do not. The presence of an undiscovered sustainable system of fraud may be to blame.

Keywords

fraud, sustainable systems, professional trader, fraud triangle, agency theory, professional investor

Rights

© The Author(s). Kelvin Smith Library provides access for non-commercial, personal, or research use only. All other use, including but not limited to commercial or scholarly reproductions, redistribution, publication or transmission, whether by electronic means or otherwise, without prior written permission is strictly prohibited.

Department/Center

Design & Innovation

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